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Clinical Trial Conundrums
David Harrington, Professor, Department of Biostatistics
The randomized clinical trial presents us with a striking paradox. While
arguably the single most important methodological advance in medical research,
it remains poorly understood outside the circle of experts skilled in its
practice. Even within that circle, difficult issues remain. Moreover, the
most important issues encountered in clinical trials are virtually invisible
to the volunteers who participate in them--and certainly these people should
have a much clearer understanding of clinical trial research and exactly
what is at stake.
By some estimates, more than 300,000 randomized clinical trials have
been conducted since October 1948, when the British Medical Journal
published the results of what is widely believed to be the first modern
randomized trial, "Streptomycin Treatment of Pulmonary Tuberculosis." Clinical
trials have wrought innumerable changes in health care; in breast cancer
treatment alone, randomized trials have resolved controversies in the treatment
of operable breast cancer, showing that for many tumors, surgical removal
alone is as effective as complete removal of the affected breast. Recent
trials in HIV-AIDS demonstrate that new antiretroviral therapies suppress
viral burden and substantially delay the onset of AIDS. Indeed, the use
of clinical trials is so abundant in medicine today that it is difficult
to imagine how most chronic diseases would be treated without them. And
it is rare that an issue of a major medical journal, like the New England
Journal of Medicine or the Journal of the American Medical Association,
does not contain a report of at least one randomized trial. Policymakers
and the public almost take for granted that clinical trials are an essential
part of the FDA’s approval process for new drugs.
Yet the clinical trial still presents difficult, almost insolvable issues
that arise due to the difference between them and any other methodology
used to study human populations. Not only is it a controlled experiment
using human subjects, but a randomized clinical trial asks of the human
subject something that would be unthinkable outside of the context of scientific
study: to receive a treatment chosen neither by the subject, nor the caregiver,
but instead by random assignment, the modern-day equivalent of the proverbial
coin toss. As a result, the randomized clinical trial must stand up to
special scrutiny.
Every scientist designing a randomized trial faces one fundamental question
at the onset: is it ethical to enroll subjects in this trial? Ethicists
argue that for the answer to be "yes" there must be a state of equipoise,
or balance between the two interventions being compared in the trial. Either
individual clinicians must be unsure which intervention is better, or the
evidence in favor of one must be balanced by the evidence in favor of the
other. Equipoise is an elusive concept, yet it is only the first in a chain
of difficult issues. By relinquishing the right to choose a therapy and
by allowing observations of their outcome to be used in scientific literature,
people enrolled in clinical trials enter into an implicit contract with
the investigators. For their part, the investigators ensure to the best
of their ability that the trial will be free of bias in its evaluation,
and that differences in outcome will be measured precisely enough to answer
the question posed by the trial. Trial designers must also decide on the
best way to monitor a trial so that if it becomes clear early in the trial
what the conclusion will be, the enrollment of patients will be stopped.
These questions all involve a delicate interplay between the ethical context
of a trial and the statistical or mathematical basis of its experimental
design. The computations done to determine the enrollment needed on a trial
allow a quantitative "answer" to some of the ethical decisions that investigators
face, such as, how many patients should be enrolled? However, emphasis
on the quantitative aspect sometimes makes it difficult for nonstatisticians--clinical
investigators and especially trial participants--to understand why and
how a trial is being done. That difficulty inhibits the public debate that
should surround more trials.
These debates will become more informed as the general understanding
of the quantitative basis for public health studies improves. Raising the
level of "numeracy" among both public health professionals and the general
public may be the most important role of statisticians and epidemiologists
in schools of public health.
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