PI Eligibility for Research Scientists

Updated March 20, 2024

Scientists and PI Eligibility for IRB

On this page, we provide guidance for Research Scientists who have questions about their eligibility as Principal Investigators (PIs) for IRB Review purposes.  If you have general questions about the IRB process or how to get an application started, please refer to the Office of Regulatory Affairs and Research Compliance (ORARC) website for more complete information.

PI ELIGIBILITY

All Research Scientists are eligible to serve as PI for projects that are determined as “non-human subjects research” or “exempt.”

The vast majority of Research Scientists are also eligible to serve as PI for projects that are determined as “Expedited” or “Convened.”

The PI eligibility policy is described here.

A summary of the relevant text is: A Principal Investigator (PI) for non-exempt Human Research must be a Harvard LMA School faculty member, e.g., professor, associate professor, assistant professor, instructor, lecturer, PI-eligible research scientist. This requirement does not preclude any non-faculty member from being listed as a Co-Investigator on the project, or having certain research responsibilities delegated to them, but they are not eligible to be named as PI nor assume ultimate responsibility for the assurances listed in Appendix C.

The specific criterion for being PI-eligible at the Harvard T.H. Chan School of Public Health is being employed at 25% or more FTE. A list of such Research Scientists is provided by the Office of Faculty Affairs (OFA) to the IRB team in ORARC.

If you do not meet the eligibility criteria, you can still become a PI by completing an exception form. More about this process is available here.

ONSITE REVIEWS for PIs

Research Scientists who are PIs do not face any special requirements for onsite visits or other reviews, as separate from faculty or other PIs.  However, if conducting non-exempt human subjects research, ALL first-time PIs and ALL PIs who went through the exception process must participate in an onsite review done by the Quality Improvement Program (QIP) within ORARC.

COMMON QUESTIONS & MORE HELP

If you have questions or concerns, we provide starting points for contacting the right person to get more help.

 

Questions about… Contact
…whether or not you meet the criterion of employed 25% or more through Harvard TH Chan School of Public Health Philip Kret/Office of Faculty Affairs (pkret@hsph.harvard.edu)
…notices from ORARC about PI eligibility, PI exceptions, or IRB review Your ORARC IRB Review Specialist: Kim Serpico kserpico@hsph.harvard.edu

The ORARC IRB team receives regular training on this topic, but if you are having trouble, you can always reach out to Kim Serpico, Associate Director of IRB Operations.